Associates Corner

Whether you are planning for retirement, to fund a college education, or you want to speculate or trade your account, Fordham Financial Management offers investors a wide range of financial products to meet your financial and strategic objectives.  For the sophisticated, accredited investor we also provide access to proprietary investment opportunities, such as private placements of debt and equity securities.  Each investor's goals are unique.

Equities
Our Registered Representatives have the information and experience to direct clients toward appropriate investment decisions.  Even in declining equity markets, we strive to find investments that rise above and outperform the rest.
(Higher-risk methods of investment are not suitable for every investor.)

• Listed
• OTC
• Options

Fixed-Income
With a focus on value and special situations, fixed-income instruments and asset-backed securities are generally viewed as offering yield without a commensurate increase in risk.  Investors looking for more diversification to balance the risk in a portfolio might consider fixed-income instruments.

• Treasuries
• Corporate Bonds
• Asset-Backed Securities
• Municipal Bonds

Mutual Funds

• Tax-Free Funds
• Diversified Funds
• Foreign Funds
• Government Bond Funds
• Index Funds

Private Placements 

(for qualified, accredited investors only)

• Debt Securities
• Equity Securities
• Convertible Preferred

New investors may join this private network by qualifying pursuant to certain definitions as promulgated under Regulation D.   

 Fordham Financial Management's trading division is dedicated to providing superior trading services.  The Firm's professionals utilize trading strategies to meet the day-to-day needs of our investor clientele, as well as specialized strategies for those seeking more sophisticated options and equity-option trades.  We offer expeditious, quality execution at the best price reasonably available.  We buy and sell securities on all major and most minor exchanges, and our network of industry contacts provides us with a distinct competitive advantage in completing large or strategic trades.  Fordham's expert professionals are dedicated to executing all client orders as quickly and efficiently as possible.

Our specialized trading services include:

• Quality executions
• Best executions under NASDAQ order handling rules for thinly-traded securities
• Low-cost execution for block trades
• Wide array of trading relationships
• Market making capabilities
• Electronic access to all major markets